Overview
This session will explore the crucial role of ethics in the financial advisory profession and its significance in maintaining Continuing Professional Development (CPD) points.
Points covered in the session- ethical principles, compliance requirements, and the impact of ethical behaviour on professional growth and client trust.
Participants will engage in discussions and case studies to understand the application of ethical standards in their daily practice.
Learning Outcomes
- Understand the ethical standards and principles required for financial advisers.
- Explain the concept of ethics and the role of ethical frameworks in the financial planning profession.
- Relate ethical theories and frameworks to the behaviour standards expected of Financial Planners and Advisers.
- Recognize the expectations for ethical decision-making and behaviour from regulatory, professional, and community perspectives.
- Identify the influences of business practices, industry climate, and organizational culture on ethical decision-making and behaviour.
- Learn strategies to identify and address ethical dilemmas in financial advising.
Accreditation
This activity meets the guidelines for qualifying CPD, and has been accredited for continuing professional development by the Financial Advice Association Australia but does not constitute FAAA’s endorsement of the activity.
- FAAA Accreditation No. TIIS32703
- CPD Hours: 1.0 hour
- Knowledge Requirements: Ethics
- Legislated CPD Areas: Professionalism and Ethics
- Learning rating: Intermediate